| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
MITCHAM INDUSTRIES INC [ MIND ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/26/2004 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) 01/28/2004 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Mitcham Industries, Inc. Common Stock | 01/26/2004 | S | 3,045(1) | D | $3.6845 | 1,085,755(2) | D | |||
| Mitcham Industries, Inc. Common Stock | 01/26/2004 | S | 11,455(3) | D | $3.6845 | 1,074,300(2) | D | |||
| Mitcham Industries, Inc. Common Stock | 01/27/2004 | S | 14,595(1) | D | $3.9687 | 1,059,705(2) | D | |||
| Mitcham Industries, Inc. Common Stock | 01/27/2004 | S | 54,905(3) | D | $3.9687 | 1,004,800(2) | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. These securities are owned soley by R. Chaney & Partners III L.P., who is a member of a "group" with R. Chaney & Partners IV L.P. for purposes of Section 13(d) of the Exchange Act. |
| 2. The amount of securities set forth in Column 5 includes the aggregate of securities held by R. Chaney & Partners III L.P. and R. Chaney & Partners IV L.P. |
| 3. These securities are owned soley by R. Chaney & Partners IV L.P., who is a member of a "group" with R. Chaney & Partners III L.P. for purposes of Section 13(d) of the Exchange Act. |
| Remarks: |
| The disposition of these securities was initially inadvertantly reported as a "purchase" under the "P" transaction code instead of correctly as a "sale" under the "S" transaction code in Column 3 of Table I on the Form 4 filed January 28, 2004. The R. Chaney and Partners III L.P. transactions that were previously reported on the Form 4 filed January 28, 2004 but properly correspond to the date of sales by R. Chaney and Partners IV L.P. reported on Forms 4 filed January 20, 22 and 26 were moved to Form 4 Amendments amending those reports. The aggregate interests in the Issuer of R. Chaney and Partners III L.P. and R. Chaney and Partners IV L.P., as a "group" for purposes of Section 13(d) of the Exchange Act, result in greater than 10% ownership of the Issuer. R. Chaney and Partners IV L.P. is the designated group filer. |
| R. CHANEY & PARTNERS IV L.P., By: R. Chaney Investments, Inc., General Partner By: /s/ Robert H. Chaney, President and CEO | 02/04/2004 | |
| R. CHANEY & PARTNERS III L.P., By: R. Chaney Investments, Inc., General Partner By: /s/ Robert H. Chaney, President and CEO | 02/04/2004 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||