SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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|Date of Report (Date of Earliest Event Reported):|| ||October 8, 2020|
MIND Technology, Inc.
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction
|of incorporation)||File Number)||Identification No.)|
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2002 Timberloch Place, Suite 400, 77380
The Woodlands, Texas
(Address of principal executive offices)
|Registrant’s telephone number, including area code:|| ||(281)||353-4475|
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol (s)||Name of each exchange on which registered|
|Common Stock - $0.01 par value per share||MIND||The NASDAQ Stock Market LLC|
|Series A Preferred Stock - $1.00 par value per share||MINDP||The NASDAQ Stock Market LLC|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure.
On October 8, 2020, MIND Technology, Inc. (the “Company”) issued a press release announcing its participation in the Microcap Rodeo Best Ideas Bowl virtual conference on October 13, 2020. The date and time for the live presentation is also included in the press release. A copy of the press release is furnished as Exhibit 99.1 to this report and incorporated by reference into Item 7.01.
The information in this Item 7.01 (including the press release attached as Exhibit 99.1 and incorporated by reference into Item 7.01) is being furnished, not filed, for purposes of Section 18 of the Securities Act, is not subject to the liabilities of that section, and will not be incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933, as amended, unless specifically identified therein as being incorporated therein by reference.
Item 9.01 Financial Statements and Exhibits.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| || ||MIND Technology, Inc.|
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|October 13, 2020|| ||By:||/s/ Robert P. Capps|
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| || || || ||Name: Robert P. Capps|
| || || || ||Title: Co-Chief Executive Officer, Executive Vice President-Finance and Chief Financial Officer|
|FOR IMMEDIATE RELEASE||Contacts:|| ||Rob Capps, Co-CEO|
MIND Technology, Inc.
| || ||Ken Dennard / Zach Vaughan|
Dennard Lascar Investor Relations
MIND TECHNOLOGY TO PRESENT IN THE
2020 MICROCAP RODEO VIRTUAL CONFERENCE
THE WOODLANDS, TX – October 8, 2020 – MIND Technology, Inc. (Nasdaq: MIND) announced that executive management will participate in the Microcap Rodeo Best Ideas Bowl virtual conference on October 13, 2020.
Management’s live presentation is scheduled for Tuesday, October 13th at 10:00 a.m. Eastern Time (9:00 a.m. Central Time). Management will also participate in one-on-one meetings with registered investors throughout the conference. The presentation will be webcast live at http://ir.mind-technology.com/events-and-presentations and a copy of the slide presentation will be available that day in the same location.
ABOUT MIND TECHNOLOGY
MIND Technology, Inc. provides technology and solutions for exploration, survey and defense applications in oceanographic, hydrographic, defense, seismic and security industries. Headquartered in The Woodlands, Texas, MIND Technology has a global presence with key operating locations in the United States, Singapore, Malaysia and the United Kingdom. Its Klein and Seamap units design, manufacture and sell specialized, high performance sonar and seismic equipment.